Audit and Exam Management

The easy way to prepare for and respond to all of your audits and exams

Streamline the Process

Standardize data using the field-matching function of the import wizard

Centralize Documents

Reduce repetitive tasks by accessing commonly used documents in the central library

Manage Your Resources

Easily assign and track exam and audit activities throughout the year

Report Gathering Made Easy

Easily pull system reports from other Safe Systems services across theSafe®

Ideal for Community Banks and Credit Unions Who:

Desire an easier way to manage the pre- and post- exam process

Are tracking down the same pre-exam items and reports over and over

Have difficulty determining and tracking which findings to address and why

Want to reduce time spent managing multiple audits and exams each year

Need an efficient way to monitor employees’ pre- and post- exam commitments

Need to actively manage results from vulnerability scans or tests

Perfect for Tracking These Activities

Audits

BSA Audits

General IT Controls Audits

Electronic Transaction Audits

Tests

PEN Tests

Social Engineering Tests

BCP Tests — Review and Response

Reviews

Vulnerability Assessments

3rd Party Partner Reviews — Annual System Review (ASR), Quarterly Control Self-Assessment (QCSA)

Internal Reviews — Core User Changes, Active Directory User Changes, Patch Management, Antivirus, Wire Logs, etc.

Quarterly Loan Reviews

Deposit Reviews

Desktop Quarterly After Hours Checks

Internal Audits are a Necessity — Better Done In-House or Outsourced?

In the world of financial services, where institutions are governed by regulations and information security is of utmost importance, internal audits play a significant role in assuring an institution’s practices are aligned with business objectives, security protocols are in place and all regulations and government mandates are met. The Institute of Internal Audits defines the […]

Bank Compliance: How to Efficiently Respond to IT Exam Findings

Community banks and credit unions have grown accustomed to the strenuous review processes of regulatory agencies on their practices and procedures. These reviews are designed to help ensure the stability of the organization and the adherence to laws and regulations and are thorough in scope. As a result, preparing for an exam can be an [...]

Honorable Mention

Innovative Solutions Award, Bank News, 2018

Financial institutions often have 12 or more findings from different exams and audits each year. Tracking and staying on top of the results from each event can be a huge task. Get ahead by centralizing your data into one location. Automate the rigorous, time-consuming preparation process by assigning tasks and receiving reminder updates. For the first time ever, you can have a clear view of how prepared you are for an examiner and find comfort in knowing that you can answer their questions confidently. Audit Trail will help you be more efficient with your preparation, responses, and findings throughout the year.